FERPA Information for Faculty
Penalties for Violating FERPA Regulations
The Family Policy Compliance Office reviews and investigates complaints of violations of FERPA. If the Office finds that there has been a failure to comply with FERPA, it will notify the institution about the corrections that need to be made to bring the institution into compliance. The Office will establish a reasonable period of time for the institution to voluntarily accomplish the specified changes.
If the Secretary of Education finds, after this reasonable period of time, that an institution has failed to comply with FERPA and determines that compliance cannot be secured by any means, he can, among other options direct that no federal funds under his administrative control (financial aid, education grants, etc.) be made available to that institution.
Parental Access to Student's Educational Record
When a student reaches the age of 18 or begins attending a postsecondary institution, regardless of age, FERPA rights transfer from the parent to the student.
Parents must obtain a signed consent from their child to receive non-directory information. The Office of the Registrar keeps that consent on file. Should a parent contact you regarding his or her student, you must check for this authorization prior to releasing that information. If the authorization does not exist, you must not discuss the student with their parent and advise the parent that their student must give us written authorization before you are allowed to do so.
What is an Educational Record?
Just about any information provided by a student to the university for use in the educational process is considered a student educational record:
- personal information
- enrollment records
Student educational records may be:
- a document in the student record's office
- a computer printout in your office
- a class list on your desktop
- a computer display screen
- notes you have taken during an advisement session
Posting of Grades by Faculty
The public posting of grades either by the student's name or social security number without the student's written permission is a violation of FERPA. This includes the posting of grades to a class website and applies to any public posting of grades for students taking distance education courses.
Instructors and others who post grades should use a system that ensures that FERPA requirements are met. This can be accomplished either by obtaining the student's written permission or by using code words or randomly assigned numbers that only the instructor and individual student should know.
Notification of grades via a postcard violates a student's privacy rights
Notification of grades via e-mail to non-college email addresses is not recommended. There is minimal guarantee of confidentiality on e-mail. The institution would be held responsible if an unauthorized third party gained access, in any manner, to a student's educational record through any non-secure electronic transmission method.
Letters of Recommendation
Statements made by a person making a recommendation that are made from that person's personal observation or knowledge do not require a written release from the student. However, if personally identifiable information obtained from a student's educational record is included in the letter of recommendation (grades, GPA, etc.), the writer is required to obtain a signed release from the student which:
- specifies the records that may be disclosed
- states the purpose of the disclosure
- identifies the party or class of parties to whom the disclosure can be made
If this letter is kept on file by the person writing the recommendation, it would be part of the student's education record and the student has the right to read it unless he or she has waived that right to access.
Sample Letter of Recommendation:
I give permission to Prof. Smith to write a letter of recommendation to:
324 Wilkins Drive
Atlanta, GA 33011
Prof Smith has my permission to include my gpa and grades. I waive (or do not waive) my right to review a copy of this letter at any time in the future.
Nothing in FERPA allows an institution to discuss a student's educational record publicly, even if a lawsuit has made the information a matter of public record. A school official may not assume that a student's public discussion of a matter constitutes implied consent for the school official to disclose anything other than directory information in reply. Additionally, university employees should follow university policy regarding the release of information to the media. The official spokesperson for the university is the Director of Communications/Insitutional Advancement.
Legitimate Educational Interest
What is "legitimate educational interest"? In accordance with FERPA, a school official has a legitimate educational interest if the official needs to review an education record in order to fulfill his/her professional responsibility. This includes such purposes as:
- performing appropriate tasks that are specified in her/his position description or by a contract agreement
- performing a task related to a student's education
- performing a task related to the discipline of a student
- providing services for the student or the student's family, such as health care, counseling, job placement, or financial aid
What is NOT "legitimate educational interest"?
Legitimate educational interest does not convey inherent rights to any and all student information. The law discriminates between educational interest, and personal or private interest; determinations are made on a case-by-case basis. Educational interest does not constitute authority to disclose information to a third party without the student's written permission.
Special "DON'TS" for Faculty
To avoid violations of FERPA rules, DO NOT:
- at any time use the entire Social Security Number of a student in a public posting of grades
- ever link the name of a student with that student's social security number in any public manner
- leave graded tests in a stack for students to pick up by sorting through the papers of all students
- circulate a printed class list with student name and social security number or grades as an attendance roster
- discuss the progress of any student with anyone other than the student (including parents) without the consent of the student
- provide anyone with lists of students enrolled in your classes for any commercial purpose
- provide anyone with student schedules or assist anyone other than university employees in finding a student on campus
For more information, please contact the Registrar's Office:
Phone: (518) 564-2100
Fax: (518) 564-4900
The Office of the Registrar
Plattsburgh State University of New York
101 Broad St
Plattsburgh, NY 12901